U.S. Securities & Exchange Commission

The mission of the U.S. Securities and Exchange Commission is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation.

http://www.sec.gov/

Source Category:

• Government Agency (US)

Articles:

• U.S. Securities and Exchange Commission Organizational Study and Reform
  March 18, 2011 15:46
• Allegations of Improper Coordination Between the SEC and Other Governmental Entities Concerning the SEC's Enforcement Action Against Goldman Sachs & Co.
  January 26, 2011 16:01
• Investigation of the Circumstances Surrounding the SEC’s Proposed Settlements with Bank of America, Including a Review of the Court’s Rejection of the SEC’s First Proposed Settlement and an Analysis of the Impact of Bank of America’s Status as a TARP Recipient
  January 26, 2011 15:55
• SEC Releases Staff Study Recommending a Uniform Fiduciary Standard of Conduct for Broker-Dealers and Investment Advisers
  January 24, 2011 13:57
• SEC Adopts New Rule Preventing Unfiltered Market Access
  November 5, 2010 17:07
• Statement by SEC Chairman Schapiro and CFTC Chairman Gensler on the Joint Report Regarding the Market Events of May 6th
  October 1, 2010 22:56
• SEC Approves Rules Expanding Stock-by-Stock Circuit Breakers and Clarifying Process for Breaking Erroneous Trades
  September 12, 2010 19:43
• Securities Regulators Publish Updated Best Practices for Firms Serving Senior Investors
  August 16, 2010 15:41
• SEC Adopts New Measures to Curtail Pay to Play Practices by Investment Advisers
  July 22, 2010 17:20
• SEC Proposes New Measures to Help Investors in Target Date Funds
  June 22, 2010 12:51
• SEC Approves New Stock-by-Stock Circuit Breaker Rules
  June 13, 2010 18:39
• U.S. Labor Department and SEC issue guidance on target date funds
  May 9, 2010 23:42
• SEC Charges Nationally Known Psychic in Multi-Million Dollar Securities Fraud
  March 8, 2010 12:25
• SEC Issues Interpretive Guidance on Disclosure Related to Business or Legal Developments Regarding Climate Change
  January 29, 2010 13:53
• SEC Charges Ernst & Young and Six Partners for Roles in Accounting Violations at Bally Total Fitness
  December 21, 2009 08:34
• Review and Analysis of OCIE Examinations of Bernard L. Madoff Investment Securities, LLC
  November 25, 2009 07:42
• SEC Publishes 2010-2015 Draft Strategic Plan for Public Comment
  October 11, 2009 07:38
• Investigation of Failure of the SEC to Uncover Bernard Madoff's Ponzi Scheme
  September 6, 2009 14:16
• SEC Charges Monster Worldwide Inc. for Backdating Scheme
  May 20, 2009 11:15
• SEC Brings Emergency Charges Involving Fraudulent Securities Sold on Craigslist
  May 18, 2009 03:02